Wall Street v The Fiduciary Duty and Core Investor Protections: Where We Are and What's Ahead?
In the following statement, Barbara Roper sets the stage with regard to SEC fiduciary rulemaking, by providing a little further explanation of the problem to be solved, describing where CFA stands in terms of SEC efforts to solve it, and explaining some of the reasons why something that should be so simple has proved to be so difficult.
