CFA Testimony before the House Subcommittee on Investor Protection, Entrepreneurship and Capital Markets on the Need to Strengthen SEC’s Proposed Regulation Best Interest
CFA Director of Investor Protection Barbara Roper testified before the House Subcommittee on Investor Protection, Entrepreneurship and Capital Markets at its hearing Putting Investors First? Examining the SEC’s Proposed Regulation Best Interest. Roper outlined the key changes needed to ensure that the proposed rule strengthens, rather than weakens, investor protections.
