CFA Statment on the SEC's Adoption of Anti-Investor Advice Standards for Brokers and Advisers
CFA Director of Investor Protection Barbara Roper released a statement, along other Commissioner Jackson and other consumer groups, condemning the SEC Adoption of Anti-Investor Advice Standards for Brokers and Advisers. Roper outlined the key problems with the new rule could contain, as it actually weakens investor protections, rather than improving them as some at the SEC have claimed.
